To, Cheuk Lau 杜灼樓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-06-14 | |
| 2 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2004-06-14 | |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Asset management | 2004-06-14 | |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Automated trading services | 2004-06-14 | |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Advising on futures contracts | 2004-06-14 | |
| 6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Asset management | 2004-06-14 | |
| 7 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-06-18 | |
| 8 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2023-05-31 |
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