Wong, Yin Ha 黃燕霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broadway Wealth Management Limited | Rep | Advising on securities | 2006-12-15 | 2007-02-13 | Rep | Asset management | 2006-12-15 | 2007-02-13 |
| 2 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-26 | 2006-10-14 |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-07 | Rep | Asset management | 2007-06-28 |
| 4 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-10-24 |
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