Yau, Sui Ha 邱垂霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-04-03 | |
| 2 | FE SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | |
| 3 | FE SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-03-09 | |
| 4 | FE SECURITIES LIMITED | Rep | Advising on securities | 2005-03-09 | |
| 5 | FE SECURITIES LIMITED | Rep | Asset management | 2005-03-09 | |
| 6 | FE SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-01 |
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