Yiu, Chi Wai (SFC:AUB977) 姚智威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aevitas Securities Limited | Rep | Advising on securities | 2021-03-16 | 2022-03-07 | Rep | Dealing in securities | 2021-03-16 | 2022-03-07 |
| 2 | BLOOMYEARS LIMITED | Rep | Dealing in securities | 2023-09-06 | |
| 3 | CHEONG LEE SECURITIES LIMITED | Rep | Advising on securities | 2023-05-16 | 2023-08-18 | Rep | Dealing in securities | 2023-05-16 | 2023-08-18 |
| 4 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in securities | 2017-12-28 | 2018-06-22 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2018-07-05 | 2018-08-17 |
| 6 | KILMOREY SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-06 | 2017-10-01 |
| 7 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-12-03 | 2016-09-15 |
| 8 | SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2022-08-18 | 2023-04-11 |
| 9 | SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-08-18 | 2023-04-11 |
| 10 | TSE'S SECURITIES LIMITED | Rep | Advising on securities | 2022-03-21 | 2022-08-04 | Rep | Dealing in securities | 2022-03-21 | 2022-08-04 |
| 11 | Yuan Tong Global Securities Limited | Rep | Dealing in securities | 2018-09-03 | 2021-02-22 | Rep | Advising on securities | 2019-10-16 | 2021-02-22 |
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