Mak, Bruno Shu Kuen 麥樹權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-05 | 2003-10-20 |
| 2 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-12-03 | 2008-12-18 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Advising on futures contracts | 2003-07-28 | Rep | Asset management | 2003-07-28 | Rep | Automated trading services | 2003-07-28 | Rep | Dealing in futures contracts | 2003-08-05 | Rep | Dealing in futures contracts | 2005-10-25 | 2008-04-17 |
| 4 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-03-14 | 2008-04-17 | Rep | Dealing in securities | 2008-03-14 | 2008-04-17 |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-04-07 | 2013-06-24 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-11-08 | 2008-04-17 | Rep | Dealing in securities | 2003-11-12 | 2008-04-17 |
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