Lee, Kei Shun 李基舜

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2007-04-17 2007-08-16
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2007-04-17 2007-08-16
3 CAPITAL GLOBAL MANAGEMENT LIMITED Rep Dealing in securities 2007-09-20 2007-11-08
RO Dealing in securities 2007-11-08 2008-05-21
RO Asset management 2008-03-11 2008-05-21
4 CES Capital International (Hong Kong) Co., Limited RO Dealing in securities 2011-11-17 2014-01-02
RO Advising on securities 2012-09-18 2014-01-02
5 FORMAX SECURITIES LIMITED RO Dealing in securities 2014-09-12 2015-12-11
6 FULBRIGHT SECURITIES LIMITED Rep Automated trading services 2003-10-30 2004-11-05
Rep Dealing in securities 2003-10-30 2006-03-01
7 Harvest International Securities Company Limited RO Advising on securities 2016-06-28 2017-10-07
RO Dealing in securities 2016-06-28 2017-10-07
8 Look's Securities Limited Rep Dealing in securities 2018-02-07 2018-04-12
RO Dealing in securities 2018-04-12
9 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2006-03-09 2007-03-26
Rep Leveraged foreign exchange trading 2006-07-17 2007-03-26
10 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2006-03-07 2007-03-26
Rep Advising on securities 2006-07-17 2007-03-26
11 Public Securities Limited RO Dealing in securities 2008-06-16 2011-09-29
12 Safari Asia Limited Rep Advising on securities 2018-02-07 2018-04-12
RO Advising on securities 2018-04-12
RO Asset management 2018-04-12
RO Dealing in securities 2020-08-18
13 Sinofortune Securities Limited Rep Advising on corporate finance 2003-05-12
Rep Advising on securities 2003-05-12
Rep Automated trading services 2003-05-12
Rep Dealing in securities 2003-10-20
14 YUE XIU FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2003-06-19 2003-10-20

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