Law, Wai Chung 羅偉忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-04-25 | 2016-07-01 |
| 2 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-03-18 | 2007-01-22 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2010-03-01 | 2011-05-03 | Rep | Dealing in securities | 2010-03-01 | 2011-05-03 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-07-24 | 2010-02-24 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-24 | 2010-02-24 | Rep | Advising on securities | 2008-03-18 | 2010-02-24 |
| 6 | Public Securities Limited | Rep | Dealing in securities | 2011-07-20 | 2013-04-22 |
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