Wong, Yuet Kuen (SFC:AGK552) 王月娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in futures contracts | 2006-02-07 | 2008-09-26 | Rep | Dealing in securities | 2006-02-07 | 2008-09-26 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-06 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-10 | 2008-12-06 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-06 | Rep | Asset management | 2003-10-06 | Rep | Automated trading services | 2003-10-06 | Rep | Dealing in futures contracts | 2005-07-07 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-10-06 | Rep | Dealing in securities | 2005-07-07 | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2005-07-07 |
| 6 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-01-09 | 2009-12-31 |
| 7 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-01-09 | 2009-12-31 |
| 8 | Public Securities Limited | Rep | Dealing in securities | 2010-05-26 | 2014-01-01 |
| 9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-01-13 | 2010-05-21 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-13 | 2010-05-21 |
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