Lau, Wan Ki (1985) 劉運祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lego Corporate Finance Limited | RO | Advising on corporate finance | 2024-03-19 | |
| 2 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2011-08-17 | 2015-07-11 |
| 3 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-08-05 | 2016-01-22 |
| 4 | CELESTIAL CAPITAL LIMITED | Rep | Dealing in securities | 2015-08-05 | 2016-01-22 |
| 5 | Lego Corporate Finance Limited | Rep | Advising on corporate finance | 2016-02-18 | 2016-12-23 |
| 6 | Lego Corporate Finance Limited | RO | Advising on corporate finance | 2016-12-23 | 2020-12-14 |
| 7 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2020-12-30 | 2021-04-01 |
| 8 | Yue Xiu Capital Limited | RO | Advising on corporate finance | 2021-04-01 | 2022-10-24 |
| 9 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-04-01 | 2022-10-24 |
| 10 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2022-12-20 | 2023-04-13 |
| 11 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2022-12-20 | 2023-08-18 |
| 12 | Ping An of China Capital (Hong Kong) Company Limited | RO | Advising on corporate finance | 2023-04-13 | 2023-08-18 |
| 13 | Lego Corporate Finance Limited | Rep | Advising on corporate finance | 2024-02-26 | 2024-03-19 |
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