Wong, Yin Chi (SFC:AJF259) 王彥慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apastron Capital Limited | RO | Advising on corporate finance | 2017-05-04 | 2019-04-03 | RO | Dealing in securities | 2017-05-04 | 2019-04-03 |
| 2 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2007-10-04 | 2007-12-15 |
| 3 | BOCOM International Holdings Company Limited | Rep | Advising on corporate finance | 2007-06-14 | 2007-12-15 |
| 4 | CONVOY CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-09-27 | 2013-01-09 | RO | Advising on corporate finance | 2013-01-09 | 2014-07-20 |
| 5 | Optima Capital Limited | Rep | Advising on corporate finance | 2008-01-21 | 2010-07-01 | Rep | Dealing in securities | 2008-02-11 | 2010-07-01 | Rep | Advising on corporate finance | 2014-07-22 | 2014-09-26 | Rep | Dealing in securities | 2014-07-22 | 2016-07-29 | RO | Advising on corporate finance | 2014-09-26 | 2016-07-29 |
| 6 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2010-07-12 | 2012-09-22 |
| 7 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-12-23 | 2006-12-18 |
| 8 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-12-30 | 2007-06-01 |
| 9 | WINSOME CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-09-02 | 2019-09-30 | Rep | Dealing in securities | 2019-09-02 | 2019-09-30 | RO | Advising on corporate finance | 2019-09-30 | RO | Dealing in securities | 2019-09-30 | Rep | Advising on securities | 2019-12-19 |
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