Li, Po Yi (SFC:AWQ112) 李寶兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-04-22 | 2022-06-01 | Rep | Dealing in securities | 2022-04-22 | 2022-06-01 | Rep | Asset management | 2022-04-22 | 2023-03-02 | RO | Advising on securities | 2022-06-01 | 2023-03-02 | RO | Dealing in securities | 2022-06-01 | 2023-03-02 |
| 2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-01-18 | 2015-07-06 | Rep | Dealing in securities | 2011-01-18 | 2015-07-06 | Rep | Asset management | 2015-06-15 | 2015-07-06 |
| 3 | Tongfang Securities Limited | Rep | Advising on securities | 2020-06-26 | 2020-09-07 | Rep | Dealing in securities | 2020-06-26 | 2020-09-07 | RO | Advising on securities | 2020-09-07 | 2022-03-06 | RO | Dealing in securities | 2020-09-07 | 2022-03-06 | Rep | Asset management | 2021-09-29 | 2022-03-06 |
| 4 | Zero2IPO Asset Management Limited | Rep | Asset management | 2023-03-27 | 2023-06-22 | RO | Advising on securities | 2023-03-27 | 2023-06-22 |
| 5 | Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2023-03-27 | 2023-06-22 | RO | Dealing in securities | 2023-03-27 | 2023-06-22 |
| 6 | Zhongrong International Asset Management Company Limited | Rep | Asset management | 2017-08-09 | 2020-05-11 |
| 7 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2016-09-08 | 2016-11-01 | RO | Dealing in futures contracts | 2016-11-01 | 2020-05-11 |
| 8 | Zhongrong International Investment Consulting Company Limited | RO | Advising on futures contracts | 2017-01-03 | 2020-05-11 |
| 9 | Zhongrong International Securities Company Limited | Rep | Dealing in securities | 2016-09-08 | 2016-11-01 | RO | Dealing in securities | 2016-11-01 | 2020-05-11 | RO | Advising on securities | 2017-01-03 | 2020-05-11 |
| 10 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-30 | 2016-07-30 |
| 11 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-30 | 2016-07-30 |
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