Gorges, Richard Howard

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited RO Advising on corporate finance 2005-01-31
RO Advising on securities 2005-01-31
RO Asset management 2007-12-21
Rep Asset management 2007-11-29 2009-06-26
2 SOUTH CHINA CAPITAL LIMITED RO Advising on securities 2003-09-04
RO Asset management 2003-09-04
RO Advising on corporate finance 2007-12-21
Rep Advising on corporate finance 2007-11-29 2009-06-26
3 SOUTH CHINA COMMODITIES LIMITED RO Advising on futures contracts 2005-01-31
RO Asset management 2005-01-31
RO Dealing in futures contracts 2007-12-21
Rep Dealing in futures contracts 2007-11-29 2009-06-26
4 South China Investment Consultancy (Hong Kong) Limited RO Advising on corporate finance 2004-02-09
RO Advising on securities 2004-02-09
RO Asset management 2004-02-09
RO Dealing in securities 2004-02-09
5 SOUTH CHINA RESEARCH LIMITED RO Advising on corporate finance 2005-01-31
RO Asset management 2005-01-31
RO Advising on securities 2007-12-21
Rep Advising on securities 2007-11-29 2009-12-22
6 SOUTH CHINA SECURITIES LIMITED RO Advising on securities 2005-01-31
RO Asset management 2005-01-31
RO Automated trading services 2005-01-31
RO Dealing in securities 2007-12-21
Rep Dealing in securities 2007-11-29 2015-01-26

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