Yuen, Ka Chi 阮家志

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PHILLIP COMMODITIES (H.K.) LIMITED Rep Advising on futures contracts 2009-03-18 2010-06-30
2 CES Commodities (HK) Limited Rep Dealing in futures contracts 2006-03-27 2006-12-01
PHILLIP COMMODITIES (H.K.) LIMITED Rep 2007-01-18 2011-05-07
Quam Securities Limited Rep 2011-06-14 2014-09-09
PHILLIP COMMODITIES (H.K.) LIMITED Rep 2014-09-16 2016-07-01
FULBRIGHT FUTURES LIMITED Rep 2017-03-06 2019-12-02
orientiert XYZ Securities Limited Rep 2019-12-18 2020-01-06
SINOPAC SECURITIES (ASIA) LIMITED Rep 2020-04-09 2021-01-31
3 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2006-03-27 2006-12-01
PHILLIP SECURITIES (HONG KONG) LIMITED Rep 2007-01-18 2011-05-07
Quam Securities Limited Rep 2011-06-14 2014-09-09
PHILLIP SECURITIES (HONG KONG) LIMITED Rep 2014-09-16 2016-07-01
FULBRIGHT SECURITIES LIMITED Rep 2017-03-06 2019-12-02
orientiert XYZ Securities Limited Rep 2019-12-18 2020-01-06
SINOPAC SECURITIES (ASIA) LIMITED Rep 2020-04-09 2021-01-31
CAITONG INTERNATIONAL SECURITIES CO., LIMITED Rep 2021-03-31 2021-05-14
Yunfeng Financial Markets Limited Rep 2021-06-02 2022-04-04
Yunfeng Securities Limited Rep 2021-06-02 2022-04-04

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