Chow, Shuk Yi (SFC:ADI987) 周淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2017-06-29 | Rep | Asset management | 2017-06-29 | Rep | Dealing in securities | 2017-06-29 |
| 2 | Venture Smart Asia Limited | Rep | Advising on securities | 2017-11-30 | 2019-05-31 | Rep | Asset management | 2017-11-30 | 2019-05-31 | Rep | Dealing in securities | 2017-11-30 | 2019-05-31 |
| 3 | Zerobridge Partners Advisory Limited | Rep | Advising on securities | 2021-04-01 | 2023-10-06 | Rep | Dealing in securities | 2021-04-01 | 2023-10-06 | RO | Advising on securities | 2023-10-06 | RO | Dealing in securities | 2023-10-06 |
| 4 | Zerobridge Partners Asset Management Limited | Rep | Asset management | 2019-07-17 | 2021-02-23 | Rep | Asset management | 2023-10-10 |
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