Wu, David Chun Wan 胡震寰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-31 | 2011-07-29 | Rep | Dealing in securities | 2007-05-31 | 2011-07-29 | Rep | Leveraged foreign exchange trading | 2011-04-21 | 2011-07-29 |
| 2 | BOCOM International Securities Limited | Rep | Advising on futures contracts | 2021-03-04 | 2021-03-30 | Rep | Dealing in futures contracts | 2021-03-04 | 2021-03-30 | Rep | Dealing in securities | 2021-03-04 | 2021-03-30 | Rep | Advising on securities | 2021-03-30 | RO | Advising on futures contracts | 2021-03-30 | RO | Dealing in futures contracts | 2021-03-30 | RO | Dealing in securities | 2021-03-30 |
| 3 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-14 | 2007-05-26 |
| 4 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-01-24 | 2007-05-26 |
| 5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-14 | 2007-05-26 |
| 6 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2011-08-10 | 2013-04-06 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-06-10 | 2019-09-03 | RO | Dealing in securities | 2019-09-03 | 2020-11-15 |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-06-10 | 2019-09-03 | RO | Advising on futures contracts | 2019-09-03 | 2020-11-15 | RO | Dealing in futures contracts | 2019-09-03 | 2020-11-15 |
| 9 | VALUABLE CAPITAL LIMITED | Rep | Advising on futures contracts | 2021-01-20 | 2021-01-31 | Rep | Dealing in futures contracts | 2021-01-20 | 2021-01-31 | Rep | Dealing in securities | 2021-01-20 | 2021-01-31 |
| 10 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-12 | 2019-06-02 |
| 11 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-12 | 2019-06-02 |
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