Ho, Yuk Yin 何玉燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ahead Asset Management Limited | RO | Advising on securities | 2022-08-23 | RO | Asset management | 2022-08-23 |
| 2 | IPP Financial Advisers Limited | RO | Advising on securities | 2017-02-17 | 2020-05-04 | RO | Dealing in securities | 2017-02-17 | 2020-05-04 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2005-05-24 | 2009-03-17 | Rep | Dealing in securities | 2005-05-24 | 2009-03-17 | RO | Advising on securities | 2009-03-17 | 2015-09-01 | RO | Dealing in securities | 2009-03-17 | 2015-09-01 |
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