Ka, Francis Shui Pung 賈樹彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBC FUTURES SERVICES (ASIA) LIMITED | RO | Asset management | 2003-06-18 | RO | Advising on futures contracts | 2005-09-30 | RO | Dealing in futures contracts | 2005-09-30 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | RO | Advising on corporate finance | 2004-10-14 | RO | Asset management | 2018-05-14 | RO | Advising on securities | 2019-09-16 | RO | Dealing in securities | 2019-09-16 | RO | Advising on futures contracts | 2004-10-14 | 2019-09-16 | RO | Dealing in futures contracts | 2004-10-14 | 2019-09-16 | Rep | Advising on futures contracts | 2019-09-16 | 2022-08-01 | Rep | Advising on securities | 2019-09-16 | 2022-08-01 | Rep | Dealing in futures contracts | 2019-09-16 | 2022-08-01 | Rep | Dealing in securities | 2019-09-16 | 2022-08-01 |
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