Chan, Christian Leong Hei 陳亮熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-19 | 2006-07-31 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-19 | 2006-07-31 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-07-31 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-03-19 | Rep | Advising on futures contracts | 2018-03-19 | 2019-07-30 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-03-19 | Rep | Advising on securities | 2018-03-19 | 2019-07-30 |
| 5 | RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Asset management | 2003-06-18 | Rep | Advising on futures contracts | 2004-02-17 | Rep | Dealing in futures contracts | 2004-10-15 |
| 6 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-17 | Rep | Asset management | 2004-02-17 | Rep | Advising on securities | 2004-10-15 | Rep | Dealing in securities | 2004-10-15 | Rep | Advising on futures contracts | 2007-07-27 | 2017-09-14 | Rep | Advising on securities | 2007-07-27 | 2017-09-14 | Rep | Dealing in futures contracts | 2007-07-27 | 2017-09-14 | Rep | Dealing in securities | 2007-07-27 | 2017-09-14 |
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