Chen, Chieh-kuo 陳介國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Dealing in futures contracts | 2005-11-02 | 2006-06-17 | Rep | Dealing in securities | 2005-11-02 | 2006-06-17 | Rep | Advising on futures contracts | 2006-10-13 | 2009-03-06 | Rep | Dealing in futures contracts | 2006-10-13 | 2009-03-06 | Rep | Dealing in securities | 2006-10-13 | 2009-03-06 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-17 | 2006-08-31 | Rep | Dealing in securities | 2006-07-17 | 2006-08-31 | Rep | Advising on futures contracts | 2006-07-28 | 2006-08-31 | Rep | Advising on securities | 2006-07-28 | 2006-08-31 | Rep | Advising on futures contracts | 2009-03-23 | 2021-10-29 | Rep | Dealing in futures contracts | 2009-03-23 | 2021-10-29 | Rep | Dealing in securities | 2009-03-23 | 2021-10-29 | Rep | Advising on securities | 2009-04-24 | 2021-10-29 |
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