Chong, Joseph Fook Loi 莊福來
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-08-28 | 2024-02-16 | Rep | Dealing in securities | 2012-08-28 | 2024-02-16 | Rep | Dealing in futures contracts | 2012-09-27 | 2024-02-16 |
| 2 | Mighty Fountain Capital Limited | Rep | Advising on securities | 2024-02-29 | Rep | Asset management | 2024-02-29 | Rep | Dealing in securities | 2024-02-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-04-12 | 2008-04-30 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-04-12 | 2008-04-30 |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2009-07-13 | 2012-04-24 | Rep | Advising on securities | 2009-07-13 | 2012-04-24 | Rep | Dealing in futures contracts | 2009-07-13 | 2012-04-24 | Rep | Dealing in securities | 2009-07-13 | 2012-04-24 |
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