Chor, Chun Ming 左峻銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-07-13 | 2006-11-09 |
| 2 | FT Securities Limited | Rep | Dealing in futures contracts | 2006-11-23 | 2007-06-09 | Rep | Advising on futures contracts | 2006-12-21 | 2007-06-09 | Rep | Dealing in securities | 2006-12-21 | 2007-06-09 |
| 3 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-04 | 2017-08-01 | Rep | Dealing in securities | 2013-07-04 | 2017-08-01 |
| 4 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-06-21 | 2021-06-29 | Rep | Dealing in futures contracts | 2007-06-21 | 2021-06-29 | Rep | Dealing in securities | 2007-06-21 | 2021-06-29 | Rep | Advising on securities | 2007-08-15 | 2021-06-29 |
| 5 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-13 | 2006-11-09 |
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