Lee, Gee Eun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2012-07-12 | 2016-08-26 | Rep | Dealing in securities | 2012-07-12 | 2016-08-26 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2011-05-06 | 2012-06-30 | Rep | Dealing in securities | 2011-05-06 | 2012-06-30 |
| 3 | SIGULER GUFF (HONG KONG) LIMITED | RO | Dealing in securities | 2019-06-21 |
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