Lee, Rosanna Tsz Kwun 李旨坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Asset management | 2003-06-18 | Rep | Advising on futures contracts | 2005-09-30 | Rep | Dealing in futures contracts | 2005-09-30 |
| 2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-04 | 2017-08-01 | Rep | Dealing in securities | 2013-07-04 | 2017-08-01 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-17 | Rep | Asset management | 2004-02-17 | Rep | Advising on securities | 2021-12-08 | Rep | Dealing in securities | 2021-12-08 | Rep | Advising on futures contracts | 2004-11-24 | 2021-12-08 | Rep | Dealing in futures contracts | 2004-11-24 | 2021-12-08 |
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