Lin, Jiaxin (SFC:AVH077) 林佳欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-05-07 | 2014-07-23 | Rep | Dealing in securities | 2014-05-07 | 2014-07-23 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-04-18 | 2018-09-11 |
| 3 | CMB International Securities Limited | Rep | Advising on securities | 2017-09-27 | 2018-09-11 | Rep | Dealing in securities | 2017-09-27 | 2018-09-11 |
| 4 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-06 | 2010-07-27 |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2010-12-24 | 2013-09-25 | Rep | Advising on securities | 2010-12-24 | 2013-09-25 | Rep | Dealing in futures contracts | 2010-12-24 | 2013-09-25 | Rep | Dealing in securities | 2010-12-24 | 2013-09-25 |
| 6 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-10-21 | 2010-12-07 |
| 7 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-06-09 | Rep | Asset management | 2023-06-09 | Rep | Dealing in securities | 2023-06-09 |
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