Liu, Wan-jou 劉宛柔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on futures contracts | 2006-06-22 | 2010-10-31 | Rep | Dealing in futures contracts | 2006-06-22 | 2010-10-31 | Rep | Dealing in securities | 2006-06-22 | 2010-10-31 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2010-11-01 | 2015-08-03 | Rep | Advising on securities | 2010-11-01 | 2015-08-03 | Rep | Dealing in futures contracts | 2010-11-01 | 2015-08-03 | Rep | Dealing in securities | 2010-11-01 | 2015-08-03 |
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