Roberts, John James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-04 | 2017-01-13 | Rep | Dealing in securities | 2017-01-13 | 2017-08-01 | RO | Advising on securities | 2017-01-13 | 2017-08-01 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2008-01-02 | 2017-01-13 | Rep | Advising on securities | 2008-01-02 | 2017-01-13 | Rep | Dealing in futures contracts | 2017-01-13 | 2019-05-07 | Rep | Dealing in securities | 2017-01-13 | 2019-05-07 | RO | Advising on futures contracts | 2017-01-13 | 2019-05-07 | RO | Advising on securities | 2017-01-13 | 2019-05-07 |
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