Turczyniak, Andrew Walter (SFC:ALS639)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBC Capital Markets (Hong Kong) Limited | RO | Advising on securities | 2010-09-09 | 2011-12-13 | RO | Dealing in securities | 2010-09-09 | 2011-12-13 |
| 2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2012-01-05 | 2012-03-28 | Rep | Dealing in securities | 2012-01-05 | 2012-03-28 | RO | Advising on securities | 2012-03-28 | 2014-03-06 | RO | Dealing in securities | 2012-03-28 | 2014-03-06 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2009-07-29 | 2012-03-28 | Rep | Dealing in securities | 2009-07-29 | 2012-03-28 | RO | Advising on securities | 2012-03-28 | 2014-03-06 | RO | Dealing in securities | 2012-03-28 | 2014-03-06 |
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