Yeung, Chui Kwan 楊翠群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on corporate finance | 2003-07-18 | |
| 2 | FT Securities Limited | Rep | Advising on securities | 2003-07-18 | |
| 3 | FT Securities Limited | Rep | Asset management | 2003-07-18 | |
| 4 | FT Securities Limited | Rep | Dealing in securities | 2003-07-18 | |
| 5 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-07-18 | |
| 6 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Asset management | 2003-07-18 | |
| 7 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-18 | |
| 8 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-13 | 2005-10-04 |
| 9 | FT Securities Limited | Rep | Dealing in securities | 2004-05-13 | 2010-10-31 |
| 10 | FT Securities Limited | Rep | Advising on futures contracts | 2005-09-30 | 2010-10-31 |
| 11 | FT Securities Limited | Rep | Dealing in futures contracts | 2005-09-30 | 2010-10-31 |
| 12 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2010-11-01 | 2012-11-11 |
| 13 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2010-11-01 | 2012-11-11 |
| 14 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-11-01 | 2012-11-11 |
| 15 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2010-11-01 | 2012-11-11 |
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