Agarwal, Manoj (SFC:AQU259)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2012-08-27 | Rep | Dealing in securities | 2012-07-03 | 2012-08-27 | RO | Advising on corporate finance | 2012-08-27 | 2013-06-13 | RO | Dealing in securities | 2012-08-27 | 2013-06-13 | Rep | Advising on corporate finance | 2013-06-13 | 2015-03-03 | Rep | Dealing in securities | 2013-06-13 | 2015-03-03 |
| 2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-04-14 | 2011-07-05 | Rep | Dealing in securities | 2008-04-14 | 2011-07-05 | RO | Advising on corporate finance | 2011-07-05 | 2012-06-30 | RO | Dealing in securities | 2011-07-05 | 2012-06-30 |
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