Qu, Simon Tao 曲濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2004-03-20 | Rep | Dealing in securities | 2004-03-20 |
| 2 | CGS International Securities Hong Kong Limited | RO | Advising on corporate finance | 2012-07-03 | 2015-04-22 | RO | Dealing in securities | 2012-07-03 | 2015-04-22 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-04-01 | 2007-06-02 | Rep | Advising on securities | 2004-04-01 | 2007-06-02 | Rep | Dealing in securities | 2004-04-01 | 2007-06-02 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-04-01 | 2007-06-02 | Rep | Advising on securities | 2005-04-22 | 2007-06-02 | Rep | Dealing in securities | 2005-04-22 | 2007-06-02 |
| 5 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2019-07-15 | Rep | Dealing in securities | 2019-07-15 |
| 6 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-06-17 | 2011-01-19 | Rep | Dealing in securities | 2010-06-17 | 2011-01-19 | RO | Advising on corporate finance | 2011-01-19 | 2012-06-30 | RO | Dealing in securities | 2011-01-19 | 2012-06-30 |
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