Qu, Simon Tao 曲濤

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Advising on corporate finance 2004-03-20
Merrill Lynch (Asia Pacific) Limited Rep 2004-04-01 2007-06-02
Merrill Lynch Far East Limited Rep 2004-04-01 2007-06-02
RBS Asia Corporate Finance Limited Rep 2010-06-17 2011-01-19
RBS Asia Corporate Finance Limited RO 2011-01-19 2012-06-30
CGS International Securities Hong Kong Limited RO 2012-07-03 2015-04-22
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2004-04-01 2007-06-02
Merrill Lynch Far East Limited Rep 2005-04-22 2007-06-02
NATIXIS ASIA LIMITED Rep 2019-07-15
3 BOCI ASIA LIMITED Rep Dealing in securities 2004-03-20
Merrill Lynch (Asia Pacific) Limited Rep 2004-04-01 2007-06-02
Merrill Lynch Far East Limited Rep 2005-04-22 2007-06-02
RBS Asia Corporate Finance Limited Rep 2010-06-17 2011-01-19
RBS Asia Corporate Finance Limited RO 2011-01-19 2012-06-30
CGS International Securities Hong Kong Limited RO 2012-07-03 2015-04-22
NATIXIS ASIA LIMITED Rep 2019-07-15

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