Tung, Kenneth Hoi-yi 董凱鐿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-03-15 | 2007-08-06 | Rep | Dealing in securities | 2004-03-15 | 2007-08-06 | RO | Advising on corporate finance | 2007-08-06 | 2009-03-18 | RO | Dealing in securities | 2007-08-06 | 2009-03-18 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-15 | 2007-08-06 | RO | Dealing in securities | 2007-08-06 | 2009-03-18 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-10-19 | |
| 4 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-06-23 | 2009-09-01 | Rep | Dealing in securities | 2009-06-23 | 2009-09-01 | RO | Advising on corporate finance | 2009-09-01 | 2010-07-05 | RO | Advising on securities | 2009-09-01 | 2010-07-05 | RO | Dealing in securities | 2009-09-01 | 2010-07-05 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-04-15 | 2011-07-18 | Rep | Dealing in securities | 2011-04-15 | 2011-07-18 | RO | Advising on corporate finance | 2011-07-18 | 2014-08-15 | RO | Dealing in securities | 2011-07-18 | 2014-08-15 |
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