D'abo, John Gerard Nicholas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-09-14 | Rep | Asset management | 2004-09-14 | Rep | Advising on corporate finance | 2004-12-06 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-12-13 | 2007-11-09 | Rep | Advising on securities | 2004-12-22 | 2007-11-09 | Rep | Dealing in securities | 2004-12-22 | 2007-11-09 |
| 3 | RBC Capital Markets (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-06-18 | 2012-11-01 | Rep | Dealing in securities | 2012-06-18 | 2012-11-01 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-10-21 | 2012-04-12 | Rep | Dealing in securities | 2008-10-21 | 2012-04-12 |
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