Jing, Yun 井芸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2014-06-04 | Rep | Dealing in securities | 2012-07-03 | 2015-05-23 | RO | Advising on corporate finance | 2014-06-04 | 2015-05-23 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2021-12-21 | 2022-05-26 | Rep | Dealing in securities | 2021-12-21 | 2022-05-26 | RO | Advising on corporate finance | 2022-05-26 | 2023-06-05 | RO | Dealing in securities | 2022-05-26 | 2023-06-05 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-12-27 | 2008-12-02 | Rep | Dealing in securities | 2006-12-27 | 2008-12-02 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-12-27 | 2008-12-02 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-05-14 | 2012-06-30 | Rep | Dealing in securities | 2010-05-14 | 2012-06-30 |
| 6 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2018-07-12 | 2018-10-25 | Rep | Dealing in securities | 2018-07-12 | 2018-10-25 | Rep | Advising on securities | 2018-07-12 | 2019-03-19 | RO | Advising on corporate finance | 2018-10-25 | 2019-10-15 | RO | Dealing in securities | 2018-10-25 | 2019-10-15 | RO | Advising on securities | 2019-03-19 | 2019-10-15 |
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