Johnson, Nicholas A
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2013-09-13 | Rep | Dealing in securities | 2012-07-03 | 2013-09-13 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2013-10-15 | 2014-05-31 | Rep | Advising on securities | 2013-10-15 | 2014-05-31 | Rep | Dealing in securities | 2013-10-15 | 2014-05-31 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-08-19 | 2012-06-30 | Rep | Dealing in securities | 2011-08-19 | 2012-06-30 |
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