Lam, Roger Lap Yen 林立仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2017-10-20 | Rep | Dealing in securities | 2012-07-03 | 2017-10-20 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2007-12-05 | Rep | Advising on corporate finance | 2005-04-14 | 2007-12-05 | Rep | Advising on securities | 2005-04-14 | 2007-12-05 |
| 3 | Glory Sun Securities Limited | Rep | Dealing in securities | 2018-03-20 | 2018-11-29 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2009-10-09 | 2012-06-30 | Rep | Dealing in securities | 2009-10-09 | 2012-06-30 |
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