Liu, Sherry Xiaoyu 劉肖俞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-05-17 | 2012-10-22 | Jefferies Hong Kong Limited | Rep | 2012-10-29 | 2014-03-20 | Jefferies Hong Kong Limited | RO | 2014-03-20 | 2015-12-17 | Epiphron Advisers Limited | RO | 2018-06-05 | 2022-03-31 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2012-10-29 | 2014-03-20 | Jefferies Hong Kong Limited | RO | 2014-03-20 | 2015-12-17 | Epiphron Advisers Limited | RO | 2018-06-05 | 2022-03-31 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2011-05-17 | 2012-10-22 | Jefferies Hong Kong Limited | Rep | 2012-10-29 | 2014-03-20 | Jefferies Hong Kong Limited | RO | 2014-03-20 | 2014-08-25 |
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