Moss, Simon Philip (SFC:AVH101)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-07 | |
| 2 | RBC Capital Markets (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-07-03 | 2012-11-01 | Rep | Dealing in securities | 2012-07-03 | 2012-11-01 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-06-09 | 2012-05-05 | Rep | Dealing in securities | 2010-06-09 | 2012-05-05 |
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