Netterfield, Michael Phillip
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2012-10-22 | Rep | Dealing in securities | 2012-07-03 | 2012-10-22 | RO | Advising on corporate finance | 2012-10-22 | 2013-12-31 | RO | Dealing in securities | 2012-10-22 | 2013-12-31 |
| 2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-03-29 | 2012-06-30 | Rep | Dealing in securities | 2011-03-29 | 2012-06-30 |
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