Shi, Feng (SFC:AWI080) 石峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-09 | 2013-05-31 | Rep | Dealing in securities | 2012-07-09 | 2013-05-31 |
| 2 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2015-06-22 | 2017-07-19 | Rep | Asset management | 2015-06-22 | 2017-07-19 | Rep | Dealing in securities | 2015-06-22 | 2017-07-19 | RO | Advising on securities | 2017-07-19 | RO | Dealing in securities | 2017-07-19 | RO | Asset management | 2017-07-19 | 2018-01-31 | Rep | Asset management | 2018-01-31 | 2018-05-17 | RO | Asset management | 2018-05-17 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-06-10 | 2014-03-07 | Rep | Advising on securities | 2013-06-10 | 2014-03-07 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-11-19 | 2012-06-30 | Rep | Dealing in securities | 2010-11-19 | 2012-06-30 |
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