Wang, Qian (SFC:AWI081) 王前
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2012-08-22 | 2014-05-23 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-07-03 | 2012-07-05 | Rep | Dealing in securities | 2012-07-03 | 2012-07-05 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2018-05-03 | 2021-12-28 | Rep | Advising on securities | 2018-05-03 | 2021-12-28 | Rep | Dealing in securities | 2018-05-03 | 2021-12-28 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2016-02-12 | 2018-04-06 | Rep | Dealing in securities | 2016-02-12 | 2018-04-06 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-11-19 | 2012-06-30 | Rep | Dealing in securities | 2010-11-19 | 2012-06-30 |
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