Wang, Rui (SFC:AXO614) 王瑞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2012-11-12 | 2016-12-31 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2013-03-28 | 2017-07-19 |
| 3 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-21 | 2012-11-01 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-11-02 | 2023-04-28 | Rep | Advising on securities | 2018-11-02 | 2023-04-28 | Rep | Dealing in securities | 2018-11-02 | 2023-04-28 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2017-10-11 | 2018-10-19 | Rep | Advising on corporate finance | 2023-07-12 | 2024-02-08 | RO | Advising on corporate finance | 2024-02-08 |
| 6 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-07-11 | 2012-02-11 | Rep | Dealing in securities | 2011-07-11 | 2012-02-11 |
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