Wong, Alex Wing To 黃穎濤

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AEM CAPITAL LIMITED Rep Advising on corporate finance 2021-12-20 2022-08-08
2 AEM INVESTMENT SERVICES LIMITED RO Advising on securities 2021-12-21 2022-08-08
RO Dealing in securities 2021-12-21 2022-08-08
3 CENTAURUS CAPITAL (HONG KONG) LIMITED Rep Advising on securities 2012-11-26 2013-05-01
Rep Asset management 2012-11-26 2013-05-01
4 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2006-04-24 2007-08-16
Rep Dealing in securities 2006-04-24 2007-08-16
5 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2006-04-24 2007-08-16
6 FTI Capital Advisors (Hong Kong) Limited RO Advising on corporate finance 2023-01-17
RO Advising on securities 2023-01-17
RO Dealing in securities 2023-01-17
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2007-09-10 2009-02-28
8 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-09-01 2009-02-28
9 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Rep Advising on corporate finance 2013-09-30 2017-08-03
Rep Advising on securities 2013-09-30 2017-08-03
Rep Dealing in securities 2013-09-30 2017-08-03
Rep Advising on corporate finance 2017-10-25 2018-02-14
Rep Advising on securities 2017-10-25 2018-02-14
Rep Dealing in securities 2017-10-25 2018-02-14
10 LAZARD ASIA (HONG KONG) LIMITED Rep Dealing in securities 2009-04-30 2010-07-06
Rep Advising on corporate finance 2009-05-25 2010-07-06
Rep Advising on securities 2009-05-25 2010-07-06
11 RBS Asia Corporate Finance Limited Rep Advising on corporate finance 2010-12-03 2012-11-07
Rep Dealing in securities 2010-12-03 2012-11-07

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