Ho, Sin Yi 何善儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2012-06-30 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2015-09-07 | 2018-09-06 | Rep | Dealing in securities | 2015-09-07 | 2018-09-06 | Rep | Asset management | 2016-03-07 | 2018-09-06 |
| 3 | Prior Asset Management Limited | Rep | Advising on securities | 2021-06-17 | 2022-03-07 | Rep | Asset management | 2021-06-17 | 2022-03-07 |
| 4 | RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2004-12-07 | 2012-06-30 |
| 5 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2005-02-04 |
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