Gorawara, Abhinav
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-09-17 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-09-17 | |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2003-10-20 | 2005-02-22 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2003-09-17 | |
| 5 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2003-09-17 | |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-01 | 2010-07-21 |
| 7 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-09-17 | |
| 8 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-20 | 2005-02-22 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-03-15 | 2010-07-21 |
| 10 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-26 | 2010-07-21 |
| 11 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2011-07-25 | 2011-08-22 |
| 12 | Credit Agricole Securities (Asia) Limited | RO | Dealing in securities | 2011-08-22 | 2012-04-06 |
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