Howard, Stephen Douglas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-10-15 | 2005-07-21 | RO | Dealing in securities | 2005-07-21 | 2006-01-19 | Rep | Dealing in securities | 2006-01-19 | 2009-03-05 | RO | Dealing in securities | 2009-03-05 | 2014-09-27 |
| 2 | EIP Alpha Limited | Rep | Advising on futures contracts | 2015-09-17 | 2017-01-27 | Rep | Advising on securities | 2015-09-17 | 2017-01-27 | Rep | Asset management | 2015-09-17 | 2017-01-27 |
| 3 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2016-03-14 | 2017-01-27 | Rep | Advising on securities | 2016-03-14 | 2017-01-27 | Rep | Asset management | 2016-03-14 | 2017-01-27 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2004-08-18 | Rep | Dealing in securities | 2004-08-18 |
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