Wong, Wai Ling (SFC:ADV539) 王慧鈴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-13 | Rep | Advising on securities | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Automated trading services | 2003-10-13 | Rep | Dealing in securities | 2005-02-18 | Rep | Dealing in securities | 2005-03-30 | 2007-02-08 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2005-02-18 | Rep | Dealing in futures contracts | 2005-03-30 | 2007-02-08 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-10-11 | 2011-06-15 | RO | Dealing in securities | 2011-06-15 | 2012-06-16 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-25 | 2009-01-23 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-04-25 | 2009-01-23 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-25 | 2009-01-23 |
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