Au, Tin Wai 區天偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2012-11-16 |
2 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2021-08-13 | Rep | Dealing in securities | 2021-08-13 | Rep | Dealing in futures contracts | 2021-09-30 |
3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2009-09-04 | 2012-06-30 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-12-15 | 2004-04-01 |
5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-09 | 2009-07-23 | Rep | Advising on futures contracts | 2006-08-28 | 2009-07-23 | Rep | Advising on securities | 2006-08-28 | 2009-07-23 | Rep | Dealing in futures contracts | 2006-08-28 | 2009-07-23 |
6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2004-05-15 | 2006-07-06 |
7 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-09-30 | 2021-07-16 |
8 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2013-01-14 | 2014-10-06 | Rep | Automated trading services | 2013-07-25 | 2014-10-06 | RO | Automated trading services | 2014-10-06 | 2021-07-16 | RO | Dealing in securities | 2014-10-06 | 2021-07-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy