Barrett, James Richard

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CGS International Securities Hong Kong Limited Rep Advising on securities 2012-07-03 2013-11-29
2 Citadel Asia Limited Rep Asset management 2008-07-25 2009-01-08
3 Credit Agricole Securities (Asia) Limited Rep Advising on securities 2010-05-13 2012-06-30
4 FIL Investment Advisors Rep Advising on securities 2022-10-31
Rep Asset management 2022-10-31
5 FIL Investment Management (Hong Kong) Limited Rep Advising on securities 2022-10-31
Rep Asset management 2022-10-31
Rep Dealing in securities 2022-10-31
6 Frontier Asia Capital Hong Kong Limited Rep Advising on securities 2009-04-07 2009-07-18
Rep Asset management 2009-04-07 2009-07-18

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