Chan, Katherine Ching Yu 陳菁瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Basis Asset Management Limited | Rep | Advising on securities | 2022-08-05 | Rep | Asset management | 2022-08-05 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2012-07-03 | 2014-09-01 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2006-10-18 | 2012-06-30 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-02-24 | 2006-07-21 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-20 | 2016-04-01 |
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